aiAuditSense+:Redefining AI Assurance for Financial Sectors through Tailored GEIT Solutions for Impact Assessment and Enhanced Reliability

aiAuditSense：通过定制的 GEIT 解决方案进行影响评估和增强可靠性，重新定义金融部门的人工智能保证

• 批准号: 10072863
• 金额: $ 6.37万
• 依托单位: CAMBRIDGE FLAIR LIMITED
• 依托单位国家: 英国
• 项目类别: Grant for R&D
• 财政年份: 2023
• 资助国家: 英国
• 起止时间: 2023 至 无数据
• 项目状态: 已结题
• 来源: https://gtr.ukri.org/projects?ref=10072863
• 关键词: aiAuditSense+; Redefining; AI; Assurance; Financial

The Centre for Data Ethics and Innovation (CDEI) has outlined a strategy to establish a robust and advanced AI assurance services ecosystem in the UK. According to CDEI, the main bottlenecks and initiatives aimed at promoting the adoption of AI assurance across three sectors:* HR and Recruitment,* Finance, and* Connected & Automated Vehicles (CAV).With our previous experience in financial sectors of providing governance of enterprise IT (GEIT) for creating a robust and resident governance system, we aim to target the financial sector to provide our solution using an AI-enabled GEIT solution with advanced compliance to advance trust in the compliance and risk of AI systems.This project aims to perform a feasibility study to develop a smart audit system for AI Assurance and IT Governance solutions to reduce errors and make the financial decision-making processes integral to day-to-day services.We intend to unravel the dynamics of the typical errors in accountancy and how IT governance can be useful in this regard. We aim to build a full-fledged explainable IT Governance solution that will follow the best security practices to minimise the risks considering digital assets (e.g., accounting data, cash flow, financial planning) by creating a structured behavioural norm (e.g., shared values and beliefs). Therefore, we can capture data and stakeholders' attitudes and build bespoke behavioural norms for reducing risks and mitigating loopholes in the existing error-prone practices.Our proposed solution acknowledges the importance of culture, ethics and behaviour in achieving organisational objectives while promoting appropriate culture(s) in reducing and managing risk. We shall also identify the key performance indicators (KPI) for reducing risks of all the stakeholders in the governmental edifice who will be directly affected by culture change. This will also reveal the appropriate capability level mentioned in the Control Objectives for Information and Related Technologies (COBIT) assessment guideline based on ISO 15504\.Humans are the building blocks and the weakest links in any organisation. We aim to validate human factors by analysing different dimensions: social, cognitive, behavioural, and emotional, using the Behaviour Change Technique (BCT) framework.Therefore, our holistic and bespoke solution for audit services will address the importance of human factors, leadership and cyberculture for effective organisational and cultural change by handpicking the best practices. As a result, the solution will help identify the pain and trigger points of various risks and assist the decision-makers in taking appropriate action to prevent any damage.

数据伦理与创新中心（CDEI）概述了在英国建立强大而高级的AI保证服务生态系统的策略。根据CDEI的说法，旨在促进三个领域的AI保证的主要瓶颈和倡议：* HR和招聘，*财务，*连接和自动化的车辆（CAV）。与我们先前在财务领域的经验相关的经验具有高级合规性的Geit解决方案可以提高对AI系统的合规性和风险的信任。本项目旨在进行可行性研究，以开发用于AI保证的智能审计系统和IT治理解决方案，以减少错误并使财务决策过程与日常服务的整体构成。我们打算揭示典型错误的典型错误，以实现这种管理和对ITCOMPLANCE的有用方式。我们旨在建立一个全面的可解释的IT治理解决方案，该解决方案将遵循最佳的安全实践，以最大程度地降低考虑数字资产（例如会计数据，现金流，财务计划）的风险（例如，共享价值和信念）。因此，我们可以捕获数据和利益相关者的态度，并建立定制的行为规范，以降低风险并减轻现有易于错误的实践的漏洞。我们提出的解决方案承认文化，道德和行为在实现组织目标方面的重要性，同时促进适当的文化降低风险和管理风险。我们还将确定关键的绩效指标（KPI），以降低政府大厦中所有利益相关者的风险，这些风险将直接受文化变化影响。这还将揭示基于ISO 15504 \ .humans的信息和相关技术控制目标（COBIT）评估指南中提到的适当能力水平。我们旨在通过分析不同的维度来验证人为因素：使用行为变化技术（BCT）框架，社会，认知，行为和情感范围。因此，我们在审计服务中的整体和定制解决方案将解决人为因素，领导力和网络文化的重要性，领导力和网络文化的重要性，通过对最佳实践进行有效的组织和文化变更。结果，该解决方案将有助于确定各种风险的痛苦和触发点，并帮助决策者采取适当的行动以防止任何损害。