An Institutional and Empirical Analysis of Corporate Governance in Transition Economies

转型经济体公司治理的制度和实证分析

• 批准号: 16530149
• 负责人: IWASAKI Ichiro
• 金额: $ 2.43万
• 依托单位: Hitotsubashi University
• 依托单位国家: 日本
• 项目类别: Grant-in-Aid for Scientific Research (C)
• 财政年份: 2004
• 资助国家: 日本
• 起止时间: 2004 至 2006
• 项目状态: 已结题
• 来源: https://kaken.nii.ac.jp/en/grant/KAKENHI-PROJECT-16530149/
• 关键词: transition economies; corporate governance; system of joint-stock companies; the Russian Federation; Hungary; the Czech Republic; 移行諸国; コーポレート・ガバナンス; 国際情報交換

In the framework of this research project, we executed mainly the following three investigation activities :Firstly, to analyze the corporate governance issues in the Russian Federation, we together with the staffs at State University-Higher School of Economic in Moscow conducted a large-scale questionnaire survey for more than 800 manufacturing and communications enterprises in the 64 regions in the first half of 2005. Basing on the survey results, we examined the organization of internal control system, impacts of business integration on corporate performance, and interrelationship between surveyed firms and external players including commercial banks, business associations and the state.Secondly, we took Hungary as a second target country for our empirical research. We carried our various interviews with Hungarian scholars, governmental officials. We also visited some domestic firms to correct vivid information of their corporate restructuring and governance. Basing on these results, we empirically studies the impact of EU enlargement upon restructuring processes and governance reforms in industrial enterprises and private pension funds in Hungary.Thirdly and lastly, we also organized an international academic study for comparative analysis of the governance mechanisms in transition economies inviting Czech, Hungarian, Italian, Japanese and Russian researchers. In this study, we focused on ownership structure of major industrial firms after their privatization, the legal framework of corporate governance and practices, and the impact of foreign direct investment on enterprise reform.The research outcomes from the above investigation activities have published in several refereed international journals and academic books.

在这个研究项目的框架内，我们主要进行了以下三项调查活动：首先，为了分析俄罗斯联邦的公司治理问题，我们与莫斯科国立大学高等经济学院的工作人员一起进行了大规模的调查活动。 2005年上半年，我们对全国64个地区的800多家制造、通讯企业进行了问卷调查。根据调查结果，我们考察了内部控制体系的组织情况、业务整合对企业绩效的影响以及调查企业之间的相互关系。其次，我们将匈牙利作为我们实证研究的第二个目标国。我们对匈牙利学者、政府官员进行了各种采访。我们还走访了一些国内企业，纠正了他们公司重组和治理的生动信息。在此基础上，我们实证研究了欧盟东扩对匈牙利工业企业和私人养老基金的重组进程和治理改革的影响。最后，我们还组织了一项国际学术研究，对转型经济体的治理机制进行比较分析。邀请捷克、匈牙利、意大利、日本和俄罗斯研究人员。在本研究中，我们重点关注主要工业企业私有化后的所有权结构、公司治理和实践的法律框架以及外国直接投资对企业改革的影响。上述调查活动的研究成果已发表在多个参考文献上国际期刊和学术书籍。

项目成果

Private Pension Funds in Hungary

匈牙利的私人养老基金

• 发表时间: 2005
• 期刊: Acta-Oeconomica 55巻3号
• 作者: IWASAKI;Ichiro;SATO;Kazuko
• 通讯作者: Kazuko

ハンガリーのEU加盟と外国投資誘致政策

匈牙利加入欧盟及吸引外资政策

• 发表时间: 2004
• 期刊: スラヴ研究 51
• 作者: Naohito Abe;Noel Gaston;Katsuyuki Kubo;岩崎一郎
• 通讯作者: 岩崎一郎

Executive Pay in Japan : The Role of Bank-Appointed Monitors and the Main Bank Relationship

日本高管薪酬：银行指定监察员的作用和主要银行关系

• 发表时间: 2005
• 期刊: Japan and the World Economy 第17巻3号
• 作者: Naohito Abe;Noel Gaston Katsuyuki Kubo
• 通讯作者: Noel Gaston Katsuyuki Kubo

Enterprise Reform and Corporate Governance in Russia : A Quantitative Survey,

俄罗斯的企业改革和公司治理：定量调查，

• 发表时间: 2007
• 期刊: Journal of Economic Surveys Vol.21, No.2
• 作者: Iwasaki;Ichiro
• 通讯作者: Ichiro

Pravovaya forma aktsionernykh ovshestv i korporativnoe povedenie v rossii

俄罗斯社会主义运动和社会主义运动

• 发表时间: 2006
• 期刊: Voprosy Ekonomiki(『経済の諸問題』 : 露語) 1
• 作者: Додопятова;Т.Г.;И.Ивасаки;А.А.Яковдев(ред.);Ichiro Iwasaki;Svetlana Avdasheva;Naohito Abe;Ichiro Iwasaki;Ichiro Iwasaki
• 通讯作者: Ichiro Iwasaki